NASD Arbitration Solution: Five Black-Belt Principles to Protect and Grow Your Financial Services Practice

0931804288

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NASD Arbitration Solution: Five Black-Belt Principles to Protect and Grow Your Financial Services Practice

NASD Arbitration Solution: Five Black-Belt Principles to Protect and Grow Your Financial Services Practice

Author: Thomas J. Hine

Genre: Business-Economics-Finance

PRODUCT DETAILS
Publisher: Wiley / Published Year: 2007

Pages: 336 pages / Weight: 571 g

Dimensions: 23.4 x 15.5 x 3 cm

Notes: slightly strained outside & also some inner pages - a library mark is on the second page

SHORT DESCRIPTION

The right brain guide to NASD compliance for Registered Representatives This book tells the thrilling story of Thomas Hine's 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice. The authors combine courtroom drama, vivid anecdotes, analogies, humor, and practical "how to" advice to create the definitive one-stop resource for Registered Representatives.

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DESCRIPTION

The right brain guide to NASD compliance for Registered Representatives

This book tells the thrilling story of Thomas Hine's 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice. The authors combine courtroom drama, vivid anecdotes, analogies, humor, and practical "how to" advice to create the definitive one-stop resource for Registered Representatives.

NASD Arbitration Solution: Five Black-Belt Principles to Protect and Grow Your Financial Services Practice

DESCRIPTION

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